The Financial Service Institute (FSI) continued to expand its membership with the sign up of all 225 financial advisors of Foothill Securities financial advisors, FSI officials announced today. FSI is ...

The Financial Services Institute (FSI) and the Securities Industry and Financial Markets Association (SIFMA) have joined a federal lawsuit that seeks to overturn a recently finalized Department of ...

The Financial Services Institute released a plan Tuesday that it says will enable the SEC to avoid penalizing financial firms and advisors for violating federal securities laws when the alleged ...

As the SEC moves closer to fully reopening along with other parts of the federal government, wealth management groups are calling for policies to end what they deem "regulation by enforcement." ...

The Financial Services Institute (FSI) is looking to the courts to stop the Department of Labor’s new independent contractor rule. The advocacy organization for independent b/d advisors filed a motion ...

The Financial Services Institute is pressing policymakers to avoid kneejerk rulemaking on artificial intelligence and instead lean on existing investor‑protection regimes, while calibrating oversight ...

More than six out of 10 New Jersey-based financial advisors would consider leaving the state if its Department of Labor & Workforce Development finalizes a rule changing its independent contractor ...

There’s no reason advisors should be excluded from the 20% pass-through tax deduction that other professions enjoy as a result of the Tax Cuts and Jobs Act of 2017, Financial Services Institute (FSI) ...